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Compliance Officer - Capital Markets Compliance (f/m/x) limited for 2 years

International business requires an international corporate philosophy. Are you open to new ideas and do you value cultural diversity? At Raiffeisen Bank International, we are pleased to have more than 16 million customers in 13 CEE countries. And our journey continues - with exciting new issues for us to tackle such as digitalisation and changing customer needs. Join us on our journey.

Compliance Officer - Capital Markets Compliance (f/m/x)
limited for 2 years

RCB Compliance, an organizational unit within our Group Compliance division, is responsible for the management of investor protection and market conduct rules (esp. MiFID2, WAG 2018) and the prevention and detection of market abuse (esp. MAR, BörseG 2018) in RBI's subsidiary RCB.

To strengthen our dynamic and passionate team, we are currently looking for a motivated and results driven new colleague (f/m/x) who fits our team:

What you can expect:
* Analyzing regulatory requirements on investor protection and market conduct and developing smart implementation approaches to ensure regulatory compliance.
* Monitoring compliance with investor protection and market conduct rules and performing market abuse prevention controls in RBI Compliance systems (e.g. market abuse alert handling)
* Ensuring that potentially unusual or suspicious transactions are appropriately identified, documented, and STORs are filed in accordance with bank policies, procedures, and regulatory requirements.
* Managing complex cases involving matters such as multiple relationship accounts (related parties), tiered and multi-faceted transactions and international transactions.
* Contributing to continuous further improvement of the market abuse surveillance approach (including the system as well as the process) to be able to identify suspicious behavior and increase the efficiency of the approach.
* Supporting the development of compliance trainings programs and conducting trainings
* Participating in group-wide projects and initiatives and conducting onsite visits to assess local implementation of group-wide standards, policies and processes
* Willingness to travel in Austria and abroad (esp. subsidiaries and branch offices in CEE/SEE)
* Cooperating with regulatory and law enforcement authorities (e.g. preparation of suspicious transaction and order reports, handling information requests)

What you bring to the table:
* University degree/advanced studies in law, economics or comparable subject
* Minimum 3 years of experience in a compliance department of a financial institution or with a financial market regulator with a focus on market abuse prevention, investor protection or market conduct
* In-depth understanding of financial markets, characteristics of financial instruments and trading processes
* Analytical, data-driven (problem solving) and IT related skills with good objectivity and discretion
* Drive for and experience in Innovation and Process Management skills
* Must be able to prioritize work and effectively manage time.
* Project management skills (ideally also with agile projects/scrum)
* Team player, flexible and problem-solving personality, ability to work under pressure
* Excellent English and German skills, knowledge of CEE/SEE-languages of advantage
* Proficiency in MS applications (Excel, Power Point, Word)

What we offer:
* You'll work in an international team at a leading bank
* You'll benefit from flexible working arrangements and determine your own work-life balance
* You'll benefit from the very latest in tailored professional development
* You'll earn an appropriate salary starting at gross p.a. 40.000 including overtime

RBI AG is committed to creating a diverse environment and is proud to be an equal opportunity employer. All qualified applicants will receive consideration for employment without regard to age, ethnicity, race or color, national origin, religion, political or other opinion, gender, sexual orientation or disability.
We are looking forward to receiving your online application!
https://jobs.rbinternational.com

Über dieses Unternehmen

Raiffeisen Bank International AG

Am Stadtpark 9
1030 Wien

18 Jobangebote

Über diesen Job

Compliance Officer - Capital Markets Compliance (f/m/x) limited for 2 years

in
3. Bezirk / Landstraße

Aktualität
10.02.2021

Tätigkeitsbereich
Finanzwirtschaft

Anstellungsart
Vollzeit

Positionsebene

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Compliance Officer - Capital Markets Compliance (f/m/x) limited for 2 years

bei Raiffeisen Bank International AG


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